Giles Woodward | Compliance officer
Giles joined MMC in 2016 and is responsible for the firm’s compliance with existing and future regulation.
Giles has over 20 years’ experience in the financial services industry and has held a number of compliance related positions during that time. Most recently, he was European compliance manager for a major health insurer.
Giles has broad generalist compliance experience and knowledge covering daily compliance advice, executing compliance monitoring programmes and dealing with regulatory change. Giles has a solid understanding of the FCA apparatus and the major parts of the FCA and PRA regulatory regimes.
Giles graduated from Brunel University with a BSc in Politics and Modern History. He holds the Financial Planner Certificate 1,2 and 3 and the Investment Management Certificate (Regulatory paper).
Contact
giles.woodward@mmcventures.com
Connect with Giles Woodward on LinkedIn
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MMC Ventures Limited is authorised and regulated by the Financial Conduct Authority. Past performance is not necessarily a guide to future performance and may not be repeated. You should be aware that share values can go down as well as up and you may not get back all or any of the amount you originally invested.
MMC Ventures Limited is authorised and regulated by the Financial Conduct Authority. Past performance is not necessarily a guide to future performance and may not be repeated. You should be aware that share values can go down as well as up and you may not get back all or any of the amount you originally invested.